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UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF CALIFORNIA
(San Francisco)
Mcdonald V. Cp Opco, LIc Et Al
PLAINTIFF: David McDonald
DEFENDANT: Insperity PEO Services, L.P.;
CP OpCo, LLC;
Apollo Global Management, LLC
DOCKET CASE NUMBER: 3:17cv4915
FILING DATE: 8/23/2017
JURISDICTION: Federal Question
JUDGE: Magistrate Judge Sallie Kim
NATURE OF SUIT: 442 Employment
FILING TYPE: Civil - Class Action
CAUSE: Federal Question: Other Civil Rights28 USC 1331
JURY DEMAND: Plaintiff
PLAINTIFF ATTORNEY(S):
Eileen B. Goldsmith [LEAD ATTORNEY;ATTORNEY TO]
Alshuler Berzon LLP
For internal use only
For internal use only
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0046969
CONFIDENTIAL
SDNY_GM_00193153
EFTA01358976
--- SOURCE: IMAGES__0027__EFTA01358977.txt ---
METADATA_SOURCE: IMAGES0027
METADATA_FILENAME: EFTA01358977.pdf
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Page 52
Mcdonald V. Cp Opco, Lie Et Al 3:17cv4915
Christopher M. Ahearn [LEAD ATTORNEY;ATTORNEY TO)
Fisher & Phillips LLP
2050 Main Street. Suite 1000
Irvine, CA, USA 92614
Fax:
Email
THE COURT UPDATED THIS RECORD ON: 10/24/2017 12:00:00 AM
*** THIS DATA IS FOR INFORMATIONAL PURPOSES ONLY***
SUPREME COURT CIVIL SUITS FOR NEW YORK COUNTY,
NEW YORK
CASE-NAME: CORE LITIGATION TRUST
v.
APOLLO GLOBAL MANAGEMENT, LLC , APOLLO GLOBAL SECURITIES,
LLC,
APOLLO MANAGEMENT HOLDINGS GP, LLC, APOLLO MANAGEMENT
HOLDINGS,
L.P., APOLL
STATUS: ACTIVE
ACTION: CD-ECORPORATE
REQUEST FOR JUDICIAL INTERVENTION: 01/05/2018
INDEX-NUMBER: 6568562017
JUDGE: BRANSTEN, EILEEN
PLAINTIFF ATTORNEY: QUINN EMANUEL URQUHART/
MADISON AV, 22ND FL
NEW YORK. NY 10010
DEFENDANT ATTORNEY: O'MELVENY & MYERS LLP
TIMES SQ
NEW YORK, NY 10036
For internal use only
For internal use only
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0046971
CONFIDENTIAL
SDNY_GM_00193155
EFTA01358977
--- SOURCE: IMAGES__0027__EFTA01358978.txt ---
METADATA_SOURCE: IMAGES0027
METADATA_FILENAME: EFTA01358978.pdf
----------------------------------------
Page 53
CORE LITIGATION TRUST v. APOLLO GLOBAL MANAGEMENT, LLC
*** THIS DATA IS FOR INFORMATIONAL PURPOSES ONLY***
SUPREME COURT CIVIL SUITS FOR NEW YORK COUNTY,
NEW YORK
CASE-NAME: HARBINGER CAPITAL PARTNERS II, LP, HARBINGER CAPITAL
PARTNERS
MASTER FUND I, LTD., HARBINGER CAPITAL PARTNERS SPECIAL
SITUATIONS FUND, L.
v.
APOLLO GLOBAL MANAGEMENT, LLC , APOLLO INVESTMENT FUND IV,
L.P., APOLLO OVERSEAS PARTNERS IV, L.P., AIF IV/RRRR LLC, AP/RM
ACQUISITION LLC
STATUS: ACTIVE
ACTION: CD-EOTHER COMMERCIAL
REQUEST FOR JUDICIAL INTERVENTION: 12/22/2017
INDEX-NUMBER:
JUDGE: SCARPULLA, SALIANN
PLAINTIFF ATTORNEY: KASOWITZ BENSON TORRES LLP
1633 BROADWAY, 21ST FL
NEW YORK, NY 10019
For internal use only
For internal use only
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0046972
CONFIDENTIAL
SDNY_GM_00193156
EFTA01358978
--- SOURCE: IMAGES__0027__EFTA01358979.txt ---
METADATA_SOURCE: IMAGES0027
METADATA_FILENAME: EFTA01358979.pdf
----------------------------------------
NAME SEARCHED: Apollo Nlananement LP
rn
PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches
on your subject name(s) in the required databases and have attached the search results under the correct heading below.
Significant negative media results may require escalation to senior business. Legal and Compliance management. Also, all accounts involving PEPs must be escalated.
Search:
Result:
Click here for results:
Reviewer Comments (as necessary):
RDC
U
Required
No I lit U Not
Hit
I. RDC Results
RDC Alert(mail sent separately)
•
Required
No Hit • Not
Hit
II. FIRCOSOFT Results
FIRCOSOFT
FIRCOSOFT Alert(mail sent separately)
BIS
Yes Egj No
Not Required
tn. Negative Media
No Information Found
IV. Non-Negative Media
Not required
V. Other Language
Not required
Media
D&B
Results?
Yes
VI. D&B
Result found(please see attached)
No
Not Required
Smartlinx
Results'?
VH. Smartlinx
Result found(please see attached)
a
Yes ID No
• Not Required
Court Cases
C.4 Review by Legal May
VIII. Court Cases
Result found(please see attached)
be Required all No Results
Search not required
Prepared by: Shreya parashar Date: 07/10/2018
Research Analyst
Instructions:
1. Review and confirm that all results are returned for your client.
2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link
below for your convenience:Martindale-Huhbellhttp://www.martindale.comhp/Martindak/home.xml
3. As needed, provide comment for any negative results.
4. If applicable, please obtain clearance from Compliance for all alerts.
5. Save any changes you make to this document and attach file to your KYC.
Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents.